外資系金融における新規ライセンス登録についてお話できます
問い合わせ
投資運用業、証券会社等の関東財務局対応および新規に現法設立、金融ライセンス登録につき経験があります。外資金融で日本に拠点の設立をされるかたの相談、サポートが可能です。本社（外国）との折衝も英語圏であれば対応いたします。
Chief Administration Officer with expertise in operations and compliance at global asset management company. Recognized for achievement results by DIM license registration, enhance internal control on corporate governance/planning preparing for FSA/SECs Audit and by re-engineering operational workflow in terms of risk management and cost effectiveness control. Significant experience in new product development for Japanese equity long /short fund. Skilled at ITM disclosure document preparations such as SRS( Securities Registration Statement), and Trust Deed. Strengths include building effective working relationships by collaborating with clients/coworkers, and working closely with senior executives from overseas HQ to develop highly capable and cost effective organizational structure in Tokyo, APAC. Project Manager with proven track record of developing trust accounting system by coordinating with IT professionals overseas and also facilitating Transfer Tax project and BCP (Business Continuity Program) project.
Licensed of Certified Financial Planner, JSDA Securities Sales License, JSDA Qualified Internal Administrator and Real-estate Broker license.
